Narcissism, in human psychology is the pattern of thinking and behaving which involves infatuation and obsession with one's self to the exclusion of others. It may be seen manifest in the chronic pursuit of personal gratification and public attention, in social dominance and personal ambition, braggadocio, insensitivity to others (lack of empathy) and/or excessive dependence on others to meet his/her responsibilities in daily living and thinking.
The narcissist has an unhealthily high self-esteem. For the narcissist, self-worth is the belief that he/she is superior to his/her fellow humans; it is not enough to be "okay" or "pretty good," the narcissist can only feel worthwhile by experiencing him/herself as the "best". From childhood through adulthood, this narcissistic belief may be reinforced by others to the extent that the narcissist is actually competent, intelligent and/or attractive, or is manipulative enough to get others to make him/her seem competent, intelligent or attractive.
The narcissist most often comes to the attention of the mental health profession when, beset by some personal failure or having otherwise become aware of his/her lack of superiority, he/she falls into an acute depressive or anxiety state, or even becomes temporarily psychotic. Unfortunately, the emergence of such states has often been misinterpreted by mental health professionals as a sign that the narcissist fundamentally suffers from low self esteem. As a result, psychotherapy often ends up simply restoring the narcissism rather than helping the patient accept his/her true equality and mortality.
Conversely, narcissists who are repeatedly confronted with their own human limitations - often due to a lack of skills, intelligence, looks or social support necessary to maintain external reinforcement of their ultimate superiority - may become frustrated, angry and even dangerously aggressive. At this point, the narcissistic may evolve into a sociopath.
The term narcissism was first used in relation to human psychology by Sigmund Freud after the figure of Narcissus in Greek mythology (right). Narcissus was a handsome Greek youth who rejected the desperate advances of the nymph Echo. As a punishment, he was doomed to fall in love with his own reflection in a pool of water. Unable to consummate his love, Narcissus pined away and changed into the flower that bears his name, the narcissus.
Other major psychiatrists who contributed to the theory are Melanie Klein, Karen Horney, Heinz Kohut, Otto F. Kernberg, Theodore Millon, Elsa F. Ronningstam, John Gunderson, and Robert Hare.
Pathological narcissism
Whether narcissism and its pathology are the results of genetic programming (see Jose Lopez and others) or of dysfunctional families and faulty upbringing or of anomic societies and disruptive socialisation processes - is still an unresolved debate. The scarcity of scientific research, the fuzziness of the diagnosic criteria and the differential diagnoses make it unlikely that this will be settled soon one way or the other.
It is the psychoanalytic belief that we are all narcissistic at an early stage of our lives. As infants and toddlers we all feel that we are the centre of the Universe, the most important, omnipotent and omniscient beings.
At that phase of our development, our parents are perceived by us to be mythical figures, immortal and awesomely powerful, there solely to cater to our needs, to protect and nourish us.
Both Self and others are viewed immaturely, as idealisations. This, in the psychodynamic models, is called the phase of "primary" narcissism.
Inevitably, the inexorable processes and conflicts of life erode these perceptions and reduce the ideal into the real.
Adaptation is a process of disillusionment. If this process is abrupt, inconsistent, unpredictable, capricious, arbitrary and intense - the injuries sustained by the infant's tender, budding, self-esteem, are severe and, often, irreversible. Moreover, the empathic support of our caretakers (the Primary Objects, the parents) is crucial. In its absence, our sense of self-worth and self-esteem in adulthood tends to fluctuate, to alternate between over-valuation (idealisation) and devaluation of both Self and others. Narcissistic adults are widely thought to be the result of bitter disappointment, of radical disillusionment in the significant others in their infancy. Healthy adults accept their self-limitations (the boundaries and limitations of their selves). They accept disappointments, setbacks, failures, criticism and disillusionment with grace and tolerance. Their self-esteem is constant and positive, not substantially affected by outside events, no matter how severe.
Schools of thought
The common view is that we go through the stages of a linear development. We are propelled forward by forces. Various psychoanalytic and psychodynamic models incorporate the libido (force of life) and Thanatos (force of death) in Freud's thinking, for example Frankl's socially mediated phenomena (Adler, Behaviorism), cultural context (Horney), interpersonal relations (Sullivan), and neurobiological and neurochemical forces, to mention but a few schools.
These thought systems differ on many issues. Some postulate the cessation of personal development during childhood, others - during adolescence. Yet others claim that development is a process which continues throughout a person's life. Common to all these schools of thought are the mechanics and dynamics of the psychic process. Forces - inner or external - facilitate the development of the individual. When an obstacle to development is encountered, development is stunted or arrested - but not for long. A distorted pattern of development--a bypass--appears. Hence, psychopathological conditions are the outcomes of disturbed growth.
Humans can be compared to trees. When a tree encounters a physical obstacle to its growth - its branches or roots curl around it. Yet, deformed and ugly, they still reach their destination, however late and partially.
Psychopathologies are adaptive mechanisms. They allow the individual to continue to grow around the disturbing factor. The personality twists and turns, deforms itself, is transformed - until it reaches a functional equilibrium, which is not too ego-dystonic. There it settles down and continues its more or less linear pattern of growth. But the thrust is clear: onwards. Adaptation above all, growth at any price, straight or deformed. The forces of life (as expressed in the development of the personality) are stronger than any hindrance. The roots of trees crack mighty rocks, microbes live in the most poisonous surroundings - humans form the personality structure which is best suited to their needs and outside constraints. Such a personality structure may be abnormal - but it has triumphed in the delicate task of successful adaptation.
Narcissistic regression and the formation of secondary narcissism
Research shows that (Gunderson-Ronningstam, 1996) when an individual (at any age) encounters an obstacle to his orderly progression from one stage of development to another - he retreats to his infantile-Narcissistic phase rather than circumvent the hindrance. The process is three-stepped:
(1) The person encounters an obstacle, (2) The person regresses to the primary Narcissistic phase, and (3) The person recuperates and moves back from the primary Narcissistic phase to attack the obstacle again.
While in step (2), the person displays childish, immature behaviors.
He feels that he is omnipotent and misjudges his power and the power of his opponents and opposition. He underestimates challenges facing him and pretends to be "Mr. Know-All". His sensitivity to the needs and emotions of others and his ability to empathise with them deteriorates sharply. He becomes intolerably haughty and arrogant, with sadistic and paranoid tendencies. Above all, he then seeks unconditional admiration, even when he does not deserve it.
He is preoccupied with fantastic, magical, thinking and daydreams his life away.
He tends to exploit others, to envy them, to be edgy and explode with unexplained rage. A person undergoing a psychological development crisis brought on by an insurmountable obstacle will, mostly, revert to excessive and compulsive behavior patterns. To put it succinctly:
Whenever we experience a major life crisis (which hinders our personal growth and threatens it) - we suffer from a mild and transient form of the narcissistic personality disorder (NPD).
This fantasy world, full of falsity and feelings hurt, serves as a springboard. It is from there that the individual can resume his progress towards the next stage of personal growth. Faced with the same obstacle, he feels (falsely) sufficiently potent to ignore it or to attack it. In most cases, success is guaranteed by the very unrealistic assessment of the fortitude and magnitude of the obstacle. The main function of the episodic NPD is this: to encourage the individual to engage in magical thinking, to wish the problem away or to enchant it or to tackle and overcome it from a position of omnipotence.
A structural abnormality of personality arises only when recurrent attacks fail constantly and consistently to eliminate the obstacle, or to overcome the hindrance - especially if this failure happens during the formative years (0-4 years of age). The contrast between the fantastic world (temporarily) occupied by the individual and the real world in which he keeps being frustrated is too acute to countenance for long. The dissonance gives rise to the unconscious "decision" to go on living in the world of fantasy, grandiosity and entitlement. It is better to feel special than to feel inadequate. It is better to be omnipotent than psychologically impotent. To (ab)use others is preferable to being (ab)used by them. In short: it is better to remain a pathological Narcissist than to face the harsh unyielding realities.
This phase of permanent narcissism is often called "secondary" narcissism.
The dynamics of narcissism
Narcissism and its pathologies are commonly tackled by the application of the various psychodynamic models.
The mother-child bond
According to these models, parents ("Primary Objects") and, more specifically, mothers are the first agents of socialisation. It is through his mother that the child explores the most important questions, the answers to which will shape his entire life. How loved one is, how lovable, how independent can one become, how guilty one should feel for wanting to become autonomous, how predictable is the world, how much abuse should one expect in life and so on. The mother, to the infant, is not only an object of dependence (survival is at stake), love and adoration. It is a representation of the Universe itself. It is through her that the child first exercises his senses: the tactile, the olfactory, and the visual.
Later on, she is the subject of his nascent sexual cravings (if the child is a male) - a diffuse sense of wanting to merge, physically, as well as spiritually. This object of love is idealised and internalised and becomes part of our conscience ("superego" in the psychoanalytic model).
Growing up (attaining maturity and adulthood) entails the gradual detachment from the mother. At first, the child begins to shape a more realistic view of her and incorporates the mother's shortcomings and disadvantages in this modified version. The more ideal, less realistic and earlier picture of the mother is stored and becomes part of the child's psyche. The later, less cheerful, more realistic view enables the infant to define his own identity and gender identity and to "go out to the world". Partly abandoning mother is the key to an independent exploration of the world, to personal autonomy and to a strong sense of self. Resolving the sexual complex and the resulting conflict of being attracted to a forbidden figure is the second, determining, step. The (male) child must realise that his mother is "off limits" to him sexually (and emotionally, or psychosexually) and that she "belongs" to his father. He must thereafter choose to imitate his father in order to win, in the future, someone like his mother. This is an oversimplified description of the very intricate psychodynamic processes involved - but this, still, is the gist of it all. The third (and final) stage of letting go of the mother should be reached during the delicate period of adolescence. The person then seriously ventures out and, finally, builds and secures his own universe, replete and complete with a new "mother-lover". If any of these phases is thwarted - the process of differentiation is not successfully completed, no autonomy or coherent self is achieved and dependence and "infantilism" characterize the person.
What determines the success or failure of these developments in one's personal history? Mostly, the mother herself. If she does not "let go" - the child will not go. If the mother herself is the dependent, narcissistic type - the growth prospects of the child are, indeed, dim.
There are numerous mechanisms which mothers use to ensure the continued presence and emotional dependence of their offspring (of both sexes).
The mother can cast herself in the role of the eternal victim, a sacrificial figure, who dedicated her life to the child (with the implicit or explicit proviso of reciprocity: that the child will dedicate his life to her).
Another strategy is to treat the child as an extension of the mother or, conversely, to treat herself as an extension of the child. Yet another tactic is to create a situation of "[[Folie ? deux|folie ? deux]]" (the mother and child united against external threats), or an atmosphere suffused with sexual and erotic insinuations, leading to an illicit psychosexual bonding between mother and child. In the latter case, the adult's ability to interact with members of the opposite sex is gravely impaired and the mother is perceived as envious of any feminine influence other than hers. The mother will criticise the women in her offspring's life pretending to do so in order to protect him from dangerous liaisons or from ones which are "beneath him" ("you deserve more"). Other mothers exaggerate their neediness: they emphasise their financial dependence and lack of resources, their health problems, their emotional barrenness without the soothing presence of the child, their need to be protected against this or that (mostly imaginary) enemy. The latter tactic is a pernicious variant of the guilt-related species. Guilt is a prime mover in the perverted relationships of such mothers and their children.
Primitive defence mechanisms
"When the habitual narcissistic gratifications that come from being
adored, given special treatment, and admiring the self are threatened,
the results may be depression, hypochondriasis, anxiety, shame, self destructiveness,
or rage directed toward any other person who can be blamed for the troubled
situation. The child can learn to avoid these painful emotional states
by acquiring a narcissistic mode of information processing. Such learning
may be by trial-and-error methods, or it may be internalized by identification
with parental modes of dealing with stressful information."
(Jon Mardi Horowitz - "Stress Response Syndromes: PTSD, Grief, and
Adjustment Disorders", Third Edition)
Narcissism is fundamentally an advanced version of the splitting defence
mechanism. The Narcissist cannot regard humans, situations, entities (political
parties, countries, races, his workplace) as a compound of good and bad
elements. He is an "all or nothing" primitive "machine"
(a common self metaphor among narcissists). He either idealises his object
- or devalues it. The object is either all good or all bad. The bad attributes
are always projected, displaced, or otherwise externalised. The good ones
are internalised in order to support the inflated ("grandiose")
self-concepts of the narcissist and his grandiose fantasies - and to avoid
the pain of deflation and disillusionment. The Narcissist's earnestness
and his (apparent) sincerity make people wonder whether he is simply detached
from reality, unable to appraise it properly - or willingly and knowingly
distorts reality and reinterprets it, subjecting it to his self-imposed
censorship. It would seem that the Narcissist is dimly aware of the implausibility
of his own constructions. He has not lost touch with reality; he is just
less scrupulous in reshaping it, remolding its curvatures and ignoring
the uncomfortable angles.
"The disguises are accomplished by shifting meanings and using exaggeration
and minimization of bits of reality as a nidus for fantasy elaboration.
The narcissistic personality is especially vulnerable to regression to
damaged or defective self-concepts on the occasions of loss of those who
have functioned as self-objects. When the individual is faced with such
stress events as criticism, withdrawal of praise, or humiliation, the
information involved may be denied, disavowed, negated, or shifted in
meaning to prevent a reactive state of rage, depression, or shame."
(Jon Mardi Horowitz - ibid)
The second mechanism which the narcissist employs is the active pursuit
of "Narcisstic Supply". The Narcissist actively seeks to furnish
himself with an endless supply of admiration, adulation, affirmation and
attention. As opposed to common opinion (which infiltrated literature)
- the narcissist is content to have any kind of attention. If fame cannot
be had, infamy and notoriety will do. The narcissist is obsessed with
the obtaining of narcissistic supply, he is addicted to it. His behavior
in its pursuit is impulsive.
"The hazard is not simply guilt because ideals have not been met.
Rather, any loss of a good and coherent self-feeling is associated with
intensely experienced emotions such as shame and depression, plus an anguished
sense of helplessness and disorientation. To prevent this state, the narcissistic
personality slides the meanings of events in order to place the self in
a better light. What is good is labeled as being of the self (internalized)
Those qualities that are undesirable are excluded from the self by denial
of their existence, disavowal of related attitudes, externalization, and
negation of recent self-expressions. Persons who function as accessories
to the self may also be idealized by exaggeration of their attributes.
Those who counter the self are depreciated; ambiguous attributions of
blame and a tendency to self-righteous rage states are a conspicuous aspect
of this pattern.
Such fluid shifts in meanings permit the narcissistic personality to maintain
apparent logical consistency while minimizing evil or weakness and exaggerating
innocence or control. As part of these maneuvers, the narcissistic personality
may assume attitudes of contemptuous superiority toward others, emotional
coldness, or even desperately charming approaches to idealized figures."
(Jon Mardi Horwitz, ibid)
Freud versus Jung
Sigmund Freud (1856-1939) is credited with the promulgation and presentation of a first coherent theory of narcissism. He described transitions from subject-directed libido to object-directed libido through the intermediation and agency of the parents. To be healthy and functional, the transitions must be smooth and unperturbed. Neuroses are the results of such perturbations.
Freud conceived of each stage as the default (or fallback) of the next one.
Thus, if a child reaches out to his objects of desire and fails to attract their love and attention - the child will regress to the previous phase, to the narcissistic phase. The first occurrence of narcissism is adaptive.
It "trains" the child to love an object. It ensures gratification through availability, predictability and permanence. But regressing to "secondary narcissism" is mal-adaptive. It is an indication of failure to direct the libido to the "right" targets (to objects, such as the child's parents).
If this pattern of regression persists and prevails, a "narcissistic neurosis" is formed. The narcissist stimulates his self habitually in order to derive pleasure and gratification. He prefers this mode of deriving gratification to others. He is "lazy" because he takes the "easy" route of resorting to his self and reinvesting his libidinal resources "in-house" rather than making an effort (and risking failure) to seek out libidinal objects other than his self. The narcissist prefers fantasyland to reality, grandiose self-conception to realistic appraisal, masturbation and sexual fantasies to mature adult sex and daydreaming to real life achievements.
Carl Gustav Jung (1875-1961) had a mental picture of the psyche as a giant warehouse of archetypes (the conscious representations of adaptive behaviors).
Fantasies to him were just a way of accessing these archetypes and releasing them.
Almost by definition, regression cannot be entertained by Jungian psychology.
Any reversion to earlier phases of mental life, to earlier coping strategies, to earlier choices - in other words, any default - is interpreted as simply the psyche's way of using yet another, hitherto untapped, adaptation strategy.
Regressions are compensatory processes intended to enhance adaptation and not methods of obtaining or securing a steady flow of gratification.
Actually, there is little difference between Freud and his disciple turned-heretic, Jung. They seem to be sparring in a linguistic field.
In other words, it is a matter of semantics. When libido investment in objects (esp. the Primary Object) fails to produce gratification, maladaptation results. This is dangerous. A default option is activated: secondary narcissism. This default enhances adaptation, it is functional and adaptive and triggers adaptive behaviors. As a by-product, it secures gratification.
We are gratified when we are at peace with our model of our environment.
We are at such peace when we exert reasonable control over our environment, i.e., when our behaviors are adaptive. The compensatory process has two results: enhanced adaptation and inevitable gratification.
Perhaps the more serious division between them is with regards to introversion. Freud regards introversion as an instrument in the service of a pathology (introversion is indispensable to narcissism, as opposed to extroversion which is a necessary condition for libidinal object-orientation).
As opposed to Freud, Jung regards introversion as a useful tool in the service of the endless psychic quest for adaptation strategies (narcissism being one such strategy). The Jungian adaptation repertoire does not discriminate against narcissism. To Jung it is as legitimate a choice as any. But even Jung acknowledged that the very need to look for a new adaptation strategy means that adaptation has failed. It does seem that introversion per se IS NOT pathological (because no psychological mechanism is pathological PER SE). Only the use made of it CAN be pathological.
Jung distinguished introverts (those who habitually concentrate on their selves rather than on outside objects) from extroverts (the converse preference). Not only was introversion a totally normal and natural function in childhood, it remains normal and natural even if it predominates the mental life.
Yet, the habitual and predominant focussing of attention upon one's self, to the exclusion of others is the definition of pathological narcissism. What differentiates the pathological from the normal is degree. Pathological narcissism is exclusive and all-pervasive. Other forms of narcissism are not. It remains a question of form and degree of introversion. Often a healthy, adaptive mechanism goes awry. When it does, as Jung himself recognised, neuroses form.
Freud regards Narcissism as a POINT while Jung regards it as a CONTINUUM (from health to sickness).
Kohut's Approach
In a way, Heinz Kohut took Jung a step further. He said that pathological narcissism is not the result of excessive narcissism, libido or aggression.
It is the result of defective, deformed or incomplete narcissistic (self) structures. Kohut postulated the existence of core constructs which he named: the Grandiose Exhibitionistic Self and the Idealised Parent Imago (see below). Children entertain notions of greatness (primitive or na?ve grandiosity) mingled with magical thinking, feelings of omnipotence and omniscience and a belief in their immunity to the consequences of their actions. These elements and the child's feelings regarding its parents (which are also painted by it with a brush of omnipotence and grandiosity) - coagulate and form these constructs.
The child's feelings towards its parents are reactions to their responses (affirmation, buffering, modulation or disapproval, punisment, even abuse).
These responses help maintain the self-structures. Without the appropriate responses, grandiosity, for instance, cannot be transformed into adult ambitions and ideals.
To Kohut, grandiosity and idealisation were positive childhood development mechanisms. Even their reappearance in transference should not be considered a pathological narcissistic regression.
In his "Chicago Lectures 1972-1976" he says:
"You see, the actual issue is really a simple one . . . a simple
change in classical [Freudian] theory, which states that auto-erotism
develops into narcissism and that narcissism develops into object love
... there is a contrast and opposition between narcissism and object love.
The[forward] movement toward maturation was toward object love.
The movement from object love toward narcissism is a [backward]regressive
movement toward a fixation point. To my mind [this] viewpoint is a theory
built into a nonscientific value judgement ... that has nothing to do
with developmental psychology [pp.277-278].
Kohut's contention is nothing less than revolutionary. He says that narcissism (subject-love) and object-love coexist and interact throughout life. True, they wear different guises with age and maturation - but they always cohabitate.
Kohut: "It is not that the self-experiences are given up and replaced by... a more mature or developmentally more advanced experience of objects."
This dichotomy inevitably led to a dichotomy of disorders. Kohut agreed with Freud that neuroses are conglomerates of defence mechanisms, formations, symptoms, and unconscious conflicts. He even did not object to identifying unresolved Oedipal conflicts (ungratified unconscious wishes and their objects) as the root of neuroses. But he identified a whole new class of disorders: the self-disorders. These were the result of the perturbed development of narcissism.
It was not a cosmetic or superficial distinction. Self disorders were the results of childhood traumas very much different from Freud's Oedipal, castration and other conflicts and fears. These are the traumas of the child either not being "seen" (an existence, a presence which are not affirmed by objects, especially the Primary Objects, the parents) - or being regarded as an object for gratification or abuse. Such children develop to become adults who are not sure that they do exist (lack a sense of self-continuity) or that they are worth anything (lack of self-worth, or self-esteem). They suffer depressions, as neurotics do.
But the source of these depressions is existential (a gnawing sensation of emptiness) as opposed to the "guilty-conscious" depressions of neurotics.
[Such depressions] "... are interrupted by rages because things
are not going their way, because responses are not forthcoming in the
way they expected and needed. Some of them may even search for conflict
to relieve the pain and intense suffering of the poorly established self,
the pain of the discontinuous, fragmenting, undercathected self of the
child not seen or responded to as a unit of its own, not recognized as
an independent self who wants to feel like somebody, who wants to go its
own way (see Lecture 22).
They are individuals whose disorders can be understood and treated only
by taking into consideration the formative experiences in childhood of
the total body-mind-self and its self-object environment - for instance,
the experiences of joy of the total self feeling confirmed, which leads
to pride, self-esteem, zest, and initiative; or the experiences of shame,loss
of vitality, deadness, and depression of the self who does not have the
feeling of being included, welcomed, and enjoyed."
(From: The Preface to the "Chicago Lectures 1972-1976 of H. Kohut,
by: Paul and Marian Tolpin)
One note: "Constructs" or "Structures" are permanent
psychological patterns.
This is not to say that they do not change - rather, that they are capable only of slow change. Kohut and his Self-psychology disciples believed that the only viable constructs are comprised of self-selfobject experiences and that these structures are lifelong ones.
Melanie Klein believed more in archaic drives, splitting defenses and archaic internal objects and part objects. Winnicott (and Balint and other, mainly British researchers) as well as other ego-psychologists thought that only infantile drive wishes and hallucinated oneness with archaic objects qualify as structures.
Karen Horney's contributions
Horney is one of the precursors of the "Object Relations" school of psychodynamics. She said that personality was shaped mostly by environmental issues, social or cultural. She believed that relationships with other humans in one's childhood determine both the shape and functioning of one's personality. She expanded the psychoanalytic repertoire. She added needs to drives. Where Freud believed in the exclusivity of the sex drive as an agent of transformation (later he added other drives) - Horney believed that people (children) needed to feel secure, to be loved, protected, emotionally nourished and so on. She believed that the satisfaction of these needs or their frustration early in chlildhood were as important a determinant as any drive. Society was introduced through the parental door. Biology converged with social injunction to yield human values such the nurturance of children.
Horney's great contribution was the concept of anxiety. Freudian anxiety was a rather primitive mechanism, a reaction to imaginary threats arising from early childhood sexual conflicts. Horney argued convincingly that anxiety is a primary reaction to the very dependence of the child on adults for his survival. Children are uncertain (of love, protection, nourishment, nurturance) - so they become anxious.
Defenses are developed to compensate for the intolerable and gradual realisation that adults are human: capricious, arbitrary, unpredictable, non-dependable. Defences provide both satisfaction and a sense of security. The problem still exists, even as the anxiety does, but they are "one stage removed". When the defences are attacked or perceived to be attacked (such as in therapy) - anxiety is reawakened.
Karen B. Wallant in "Treating Addictions and the Alienated Self"
"The capacity to be alone develops out of the baby's ability to hold onto the internalization of his mother, even during her absences. It is not just an image of mother that he retains but also her loving devotion to him.
Thus, when alone, he can feel confident and secure as he continues to infuse himself with her love. The addict has had so few loving attachments in his life that when alone he is returned to his detached, alienated self.
This feeling-state can be compared to a young child's fear of monsters. Without a powerful other to help him, the monsters continue to live somewhere within the child or his environment. It is not uncommon for patients to be found on either side of an attachment pendulum. It is invariably easier to handle patients for whom the transference erupts in the idealizing attachment phase than those who view the therapist as a powerful and distrusted intruder."
So, the child learns to sacrifice a part of his autonomy, of WHO he is, in order to feel secure. Horney identified three neurotic strategies:
submission, aggression and detachment. The choice of strategy determines the type of personality, or rather of neurotic personality.
The submissive (or compliant) type is fake. He hides aggression beneath the facade of friendliness. The aggressive type is fake as well: at heart he is submissive. The detached neurotic withdraws from people.
This cannot be considered an adaptive strategy.
Horney's is an optimistic outlook. Because she believes biology is only ONE of the forces shaping our adulthood - culture and society being the predominant ones - she believes in reversibility and in the power of insight to heal. She believes that if an adult were to understand his problem (his anxiety) - he would be able to eliminate it altogether.
Other theoreticians are much more pessimistic and deteriministic.
They think that childhood trauma and abuse are pretty much impossible to reprogramm, let alone erase. Modern brain research tends both to support this sad view - and to offer some hope. The brain seems to be plastic. It is physically impressed with abuse and trauma. But no one knows when this "window of plasticity" shuts. It is conceivable that this plasticity continues well into adulthood and that later "reprogramming" (by loving, caring, compassionate and empathic experiences) can remold the brain permanently. Yet others believe that the patient has to accept his disorder as a given and work around it rather than attack it directly.
Our disorders were adaptive and helped us to function. Their removal may not always be wise or necessary to attain a full and satisfactory life. Additionally, we should not all conform to a mould and experience life the same. Idiosyncracies are a good thing, both on the individual level and on the level of the species.
The issue of separation and individuation
It is by no means universally accepted that children go through a phase of separation from their parents and through the consequent individuation.
Most psychodynamic theories (especially Klein, Mahler) are virtually constructed upon this foundation. The child is considered to be merged with his parents until it differentiates itself (through object-relations). But researchers like Daniel Stern dispute this hypothesis. Based on many studies it appears that what seems intuitively right is not necessarily right. In "The Interpersonal World of the Infant" (1985) Stern seems to, inadvertently, support Kohut by concluding that children possess selves and are separated from their caregivers from the very start. In effect, he says that the picture of the child, as depicted by psychodynamic theories, is influenced by the way adults see children and childhood in retrospect. Adult disorders (for instance, the pathological need to merge) are attributed to children and to childhood.
This view is in stark contrast to the belief that children will accept any kind of parents (even abusive) because they depend on them for their self-definition.
Attachment to and dependence on significant others is the result of the non-separateness of the child, go the classical psychodynamic/object-relations theories. The Self is a construct (within a social context, some add), an assimilation of the oft-imitated and idealised parents plus the internalisation of the way others perceive the child within social interactions. The self is, therefore, an internalised reflection, an imitation, a series of internalised idealisations. This sounds close to pathological narcissism. Perhaps pathological narcissism is really a matter of quantity rather than of quality.
Childhood traumas and the development of the narcissistic personality
Traumas are inevitable. They are an inseparable part of life. But in early childhood - especially in the formative years of infancy (ages 0 to 4 years), they acquire an ominous aura, an evil, irreversible meaning.
No matter how innocuous the event and the surrounding circumstances the child's vivid imagination is likely to embed it in the framework of a highly idiosyncratic horror story.
Parents sometimes have to go away due to medical or economic conditions.
They may be too preoocupied to stay attuned at all times to the child's emotional needs. The family unit itself may be disintegrating with looming divorce or separation. The values of the parent may stand in radical contrast to those of society.
To adults, such traumas are very different to abuse. Verbal and psychological-emotional abuse or neglect are judged by us to be more serious "offenses". But this distinction is lost on the child. To him, all traumas are of equal standing, though their severity may differ together with the permanence of their emotional outcomes. Moreover, such abuse and neglect could well be the result of circumstances beyond the abusive or negligent parent's control. A parent can be physically or mentally handicapped, for instance. But the child cannot see this as a mitigating circumstance because he cannot appreciate it or even plainly understand the causal linkage.
Where even the child itself can tell the difference is with physical and sexual abuse. Here is a cooperative effort at concealment, strong emotions of shame and guilt, repressed to the point of producing anxiety and "neurosis". Sometimes the child perceives even the injustice of the situation, though it rarely dares to express its views, lest it be abandoned by its abusers. This type of trauma which involves the child actively or passively is qualitatively different and is bound to yield long term effects such as dissociation or severe personality disorders.
These are violent, active traumas, not traumas by default and the reaction is bound to be violent and active. The child becomes a reflection of its dysfunctional family - it represses emotions, denies reality, resorts to violence and escapism, disintegrates.
One of the coping strategies is to withdraw inwards, to seek gratification from a secure, reliable and permanently-available source: from the Self.
The child, fearful of further rejection and abuse, refrains from further interaction. Instead, it builds its own kingdom of grandiose fantasies wherein it is always loved and self-sufficient. This is the narcissistic strategy which leads to the development of a narcissistic personality.
The dysfunctional family
The family is the mainspring of support of every kind. It mobilises psychological resources and alleviates emotional burdens. It allows for the sharing of tasks, provides material supplies coupled with cognitive training. It is the prime socialisation agent and encourages the absorption of information, most of it useful and adaptive.
This division of labor between parents and children is vital both to development and to proper adaptation. The child must feel, in a functional family, that he can share his experiences without being defensive and that the feedback that he is likely to get will be open and unbiased. The only "bias" acceptable (because it is consistent with constant outside feedback) is the set of beliefs, values and goals that will finally be internalised via imitation and unconscious identification. So, the family is the first and the most important source of identity and of emotional support. It is a greenhouse wherein a child feels loved, accepted and secured - the prerequisites for the development of personal resources. On the material level, the family should provide the basic necessities (and, preferably, beyond), physical care and protection and refuge and shelter during crises.
The role of the mother (the Primary Object) has been often discussed and dissected. The father's part is mostly neglected, even in professional literature. However, recent research demonstrates his importance to the orderly and healthy development of the child.
He participates in the day to day care, is an intellectual catalyst, who encourages the child to develop his interests and to satisfy his curiosity through the manipulation of various instruments and games. He is a source of authority and discipline, a boundary setter, enforcing and encouraging positive behaviors and eliminating negative ones. He also provides emotional support and economic security, thus stabilising the family unit.
Finally, he is the prime source of masculine orientation and identification to the male child - and gives warmth and love as a male to his daughter, without exceeding the socially permissible limits.
We can safely say that the Narcissist's family is as severely disturbed as he is. He is nothing but a reflection of its dysfunction. One or more (usually, many more) of the functions aforementioned are improperly carried out. The narcissist is the "emergent" pathology of his family, he embodies this pathology.
In a dysfunctional family, two important mechanisms operate:
First, the mechanism of self-deception: "I do have a relationship with my parents. It is my fault - the fault of my emotions, sensations, aggressions and passions - that this relationship is not working. It is, therefore, my responsibility to make amends. I will write a play in which I am both loved and punished. In this play, I will allocate roles to myself and to my parents. This way, everything will be fine and we will all be happy."
Second is the mechanism of over-valuation and devaluation. The dual roles of sadist and punished masochist (Superego and Ego in the psychoanalytic model), parent and child - permeate, then invade and then pervade all the interactions that a Narcissist has with his fellow humans.
He experiences a reversal of roles as his relationships progress.
At the beginning of every relationship he is the child in need of attention, approval and admiration. He becomes dependent.
Then, at the first sign of disapproval (real or imaginary), he is revealed as an avowed sadist, punishing and inflicting pain.
Otto Kernberg
Another school of psychology is represented by Otto Kernberg (1975, 1984, 1987).
Kernberg is a senior member of the "Object Relations" school in Psychology (Kohut, Kernberg, Klein, Winnicott).
Kernberg disagrees with Freud. He regards the division between an Object Libido (=energy directed at Objects, people in the immediate vicinity of the infant and who are meaningful to him) and a Narcissistic Libido (=energy directed at the Self as the most immediate and satisfying Object), which precedes it - as artificial.
Whether a Child develops a normal or a pathological form of Narcissism depends on the relations between the representations of the Self (=roughly, the image of the Self that he forms in his mind) and the representations of Objects (=roughly, the images of the Objects that he forms in his mind, based on all the information available to him, including emotional data). It is also dependent on the relationship between the representations of the Self and real, external, "objective".
Objects. Add to this instinctual conflicts related both to the Libido and to aggression (these very strong emotions give rise to strong conflicts in the child) and a comprehensive explanation concerning the formation of pathological Narcissism emerges.
Kernberg's concept of Self is closely related to Freud's concept of Ego.
The Self is dependent upon the unconscious, which exerts a constant influence on all mental functions. Pathological Narcissism, therefore, reflects a libidinal investment in a pathologically structured Self and not in a normal, integrative structure of the Self. The Narcissist suffers from a Self, which is devalued or fixated on aggression.
All object relations of such a Self are distorted: it detaches these relations from the real Objects (because they often hurt), it dissociates, represses, or projects them unto other objects. Narcissism is not merely a fixation on an early developmental stage. It is not confined to the failure to develop intra-psychic structures. It is an active, libidinal investment in a deformed structure of the Self.
The Narcissist and his family - an integrative framework
"For very young children, self-esteem is probably best thought to consist of deep feelings of being loved, accepted, and valued by significant others rather than of feelings derived from evaluating oneself against some external criteria, as in the case of older children. Indeed, the only criterion appropriate for accepting and loving a newborn or infant is that he or she has been born. The unconditional love and acceptance experienced in the first year or two of life lay the foundation for later self-esteem, and probably make it possible for the preschooler and older child to withstand occasional criticism and negative evaluations that usually accompany socialization into the larger community.
As children grow beyond the preschool years, the larger society imposes criteria and conditions upon love and acceptance. If the very early feelings of love and acceptance are deep enough, the child can most likely weather the rebuffs and scoldings of the later years without undue debilitation.
With increasing age, however, children begin to internalize criteria of self-worth and a sense of the standards to be attained on the criteria from the larger community they observe and in which they are beginning to participate. The issue of criteria of self-esteem is examined more closely below.
Cassidy's (1988) study of the relationship between self-esteem at age five and six years and the quality of early mother-child attachment supports Bowlby's theory that construction of the self is derived from early daily experience with attachment figures. The results of the study support Bowlby's conception of the process through which continuity in development occurs, and of the way early child-mother attachment continues to influence the child's conception and estimation of the self across many years. The working models of the self derived from early mother-child inter-action organize and help mold the child's environment "by seeking particular kinds of people and by eliciting particular behavior from them" (Cassidy, 1988, p.133). Cassidy points out that very young children have few means of learning about themselves other than through experience with attachment figures.
She suggests that if infants are valued and given comfort when required, they come to feel valuable; conversely, if they are neglected or rejected, they come to feel worthless and of little value.
In an examination of developmental considerations, Bednar, Wells, and
Peterson (1989) suggest that feelings of competence and the self-esteem
associated with them are enhanced in children when their parents provide
an optimum mixture of acceptance, affection, rational limits and controls,
and high expectations. In a similar way, teachers are likely to engender
positive feelings when they provide such a combination of acceptance,
limits, and meaningful and realistic expectations concerning behavior
and effort (Lamborn et al., 1991). Similarly, teachers can provide contexts
for such an optimum mixture of acceptance, limits, and meaningful effort
in the course of project work as described by Katz and Chard (1989)."
(Distinctions between Self-Esteem and Narcissism: Implications for Practice
- ERIC database)
Kohut, as we said, regarded Narcissism as the final product of the failing efforts of parents to cope with the needs of the child to idealise and to be grandiose (for instance, to be omnipotent).
Idealisation is an important developmental path leading to Narcissism.
The child merges the idealised aspects of the images of the parent (Imago in Kohut's terminology) with those parts of the image of the parent which are cathected (infused) with object libido (=in which the child invests the energy that he reserves to Objects). This exerts a great and important influence on the re-internalisation processes (=the processes in which the child re-introduced the Objects and their images into his mind) which are right for each of the successive phases.
Through these processes, two permanent nuclei of the personality are constructed:
a. The basic, neutralising texture of the psyche and b. The ideal Superego
Both of them are characterised by an invested instinctual Narcissistic cathexis (=invested energy of self-love which is instinctual in its nature).
At first, the child idealises his parents. As he grows, he begins to notice their shortcomings and vices. He withdraws part of the idealising libido from the images of the parents, which is conducive to the natural development of the Superego. The Narcissistic sector in the child's psyche remains vulnerable throughout its development. This is largely true until the Child re-internalises the ideal parent image.
Also, the very construction of the mental apparatus can be tampered with by traumatic deficiencies and by object losses right through the Oedipal period (and even in latency and in adolescence).
The same effect can be attributed to traumatic disappointment by objects.
Disturbances in childhood
Disturbances leading to the formation of NPD can be grouped thus:
Very early disturbances in the relationship with an ideal object
These lead to structural weakness of the personality which develops a deficient
and/or dysfunctional stimuli filtering mechanism. The ability of the individual
to maintain a basic Narcissistic homeostasis of the personality is damaged.
Such a person will suffer from diffusive narcissistic vulnerability
A disturbance occurring later in life - but still pre-Oedipally
This will effect the pre-Oedipal formation of the basic fabric of the control, channeling and neutralising of drives and urges. The nature of the disturbance has to be a traumatic encounter with the ideal object (such as a major disappointment). The symptomatic manifestation of this structural defect is the propensity to re-sexualise drive derivatives and internal and external conflicts either in the form of fantasies or in the form of deviant acts
A disturbance formed in the Oedipal or even in the early latent phases
This inhibits the completion of the Superego idealisation. This is especially true of a disappointment related to an ideal object of the late Pre-Oedipal and the Oedipal stages, where the partly idealised external parallel of the newly internalised object is traumatically destroyed.
Such a person will possess a set of values and standards - but he will forever look for ideal external figures from whom he will aspire to derive the affirmation and the leadership that his insufficiently idealized Superego cannot supply.
Everyone in the field agrees that a loss (real or perceived) at a critical junction in the psychological development of the Child forces him to refer to himself for nurturing and for gratification. The Child ceases to trust others and his ability to develop object love or to idealise is hampered. He is constantly shadowed by the feeling that only he can satisfy his emotional needs and he regards.
The dysfunctional family
The Narcissist is born into a dysfunctional family. It is characterised by massive denials, both internal ("you do not have a real problem, you are only pretending") and external ("you must never tell the secrets of the family to anyone"). The whole family unit suffers from an affective dysfunction. It leads to affective and other personality disorders displayed by all the members of the family and ranging from obsessive-compulsive disorders to hypochondriasis and depression.
Such families are reclusive and autarchic. They actively reject and encourage the rejection of social contacts.
This inevitably leads to defective or partial socialisation and differentiation and to problems with sexual identity.
This attitude is sometimes applied even to other members of the extended family. The nuclear family feels emotionally or financially deprived or threatened by them. It reacts with envy, rejection, self-isolation and rage.
Constant aggression and violence are permanent features of such families.
The violence can be from verbal (degradation, humiliation) and up to severe cases of psychological, physical and sexual abuse.
Trying to rationalise and intellectualise its unique position and to justify it, the family resorts to emphasizing logic, cost effectiveness, and calculations of feasibility. It is a transactional approach to life and it regards knowledge as an expression of superiority and as an advantage.
These families encourage excellence - mainly cerebral and academic - but only as means to an end. The end is usually highly Narcissistic ("to be famous/rich/to live well, etc.").
The narcissistic view of relationships
Some Narcissists react by creatively escaping into rich, imagined worlds in which they exercise total physical and emotional control over their environment. But all of them react by diverting libido, which should have been object-oriented to their own Self.
The source of all the Narcissist's problems is the foreboding sensation that human relationships invariably end in humiliation, betrayal and abandonment.
This belief is embedded in them during their very early childhood by their parents and by their experiences with peers.
But the Narcissist always generalises. To him, any emotional interaction and any interaction with an emotional component is bound to end this way.
Getting attached to a place, a job, an asset, an idea, an initiative, a business, or a pleasure is bound to end as badly as getting attached to a human being. This is why the Narcissist avoids intimacy, real friendships, love, other emotions, commitment, attachment, dedication, perseverance, planning, emotional or other investment. Narcissists are unable to empathise and have little morale or conscience (which are only meaningful if there is a future to consider). They never develop a sense of security, or pleasure.
The Narcissist emotionally invests only in things which he feels that he is in full, unmitigated control of: himself and, at times, not even that.
Cultural considerations
The ethnopsychologist George Devereux ("Basic Problems of Ethnopsychiatry", University of Chicago Press, 1980) suggested dividing the unconscious into the id (the part that was always instinctual and unconscious) and the "ethnic unconscious" (repressed material that was once conscious). The latter includes all our defence mechanisms and most of the superego.
Culture dictates what is to be repressed. Mental illness is either idiosyncratic (cultural directives are not followed and the individual is unique and schizophrenic) - or conformist, abiding by the cultural dictates of what is allowed and disallowed.
Our culture, according to Christopher Lasch, teaches us to withdraw into ourselves when we are confronted with stressful situations. It is a vicious circle. One of the main stressors of modern society is alienation and a pervasive sense of isolation. The solution our culture offers us - to further withdraw - only exacerbates the problem.
Richard Sennett expounded on this theme in "The Fall of Public Man: On the Social Psychology of Capitalism" (Vintage Books, 1978). One of the chapters in Devereux's aforementioned tome is entitled "Schizophrenia: An Ethnic Psychosis, or Schizophrenia without Tears". To him, the whole USA is afflicted by what came later to be called a "schizoid disorder".
C. Fred Alford (in "Narcissism: Socrates, the Frankfurt School, and Psychoanalytic Theory", Yale University Press, 1988) enumerates the symptoms:
"...withdrawal, emotional aloofness, hyporeactivity (emotional flatness), sex without emotional involvement, segmentation and partial involvement (lack of interest and commitment to things outside oneself), fixation on oral-stage issues, regression, infantilism and depersonalization. These, of course, are many of the same designations that Lasch employs to describe the culture of narcissism. Thus, it appears, that it is not misleading to equate narcissism with schizoid disorder."
Narcissus in the arts
The parable of Narcissus has been a rich vein for artists to mine for at least two thousand years, beginning with the Roman poet Ovid (book III of Metamorphoses), followed in more recent centuries by other poets (Keats), and painters (Caravaggio, Poussin, Turner, Dalí, and Waterhouse). In Stendhal's novel Le Rouge et le Noir (1830), there is a classic narcissist in the character of Mathilde. Says Prince Korasoff to Julien Sorel, the protagonist, with respect to his beloved:
She looks at herself instead of looking at you, and so doesn't know you. During the two or three little outbursts of passion she has allowed herself in your favor, she has, by a great effort of imagination, seen in you the hero of her dreams, and not yourself as you really are. (Page 401, 1953 Penguin Edition, trans. Margaret R.B. Shaw)
Symbolism
The Narcissus flowers early in the spring and is often found in damp soil near to a pond. It is a self-sufficient, fertile but stagnant environment. The flower is usually of six white vesica-shaped radiating petals with a central yellow funnel containing the stamen and the stigma. It has a firm and upright stalk. In Islam the Hadith of Bukhari associates the flower with the upright and righteous man. The symbol has also been likened to the transformation of vanity and self-centeredness into the humility of a more individuated and spiritual self.